AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 971

CIK 0001877651Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$293K

Investors

18

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 971 is a Delaware-based pooled investment vehicle filed by EquityZen Advisors LLC on 2022-01-05, raising $293K from 18 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1) exemptions. This is part of EquityZen's platform of over 1,800 pre-IPO access vehicles targeting private company equity.

This pre-IPO pooled fund operates under the standard 506(b) private placement exemption with 3(c)(1) investment company exclusion, targeting retail-accessible accredited investors at the $10K minimum tier. The structure is consistent with platform-enabled SPVs designed to aggregate smaller investors into single-company secondary market positions.

Data Flags

generalSmall average check size of approximately $16.3K across 18 investors suggests high investor fragmentation relative to total raise

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001877651
Entity NameEquityZen Growth Technology Fund LLC - Series 971
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJanuary 5, 2022
Accession Number0001877651-22-000001
Total Amount Sold$293K
Total Investors18
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.