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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 972

CIK 0001877652Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$458K

Investors

30

Min Invest

$10,001

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 972 is a Delaware pooled investment vehicle filed by EquityZen Advisors LLC on 2021-08-30, raising $458K from 30 investors with a $10K minimum investment under Rule 506(b) and 3(c)(1) exemptions. This is part of EquityZen's platform of pre-IPO secondary market access vehicles, with over 1,889 related entities on record.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption combination typical of private placement vehicles seeking 3(c)(1) exclusion from Investment Company Act registration. The $10K minimum represents a retail-accessible entry point relative to traditional pre-IPO funds, consistent with EquityZen's democratization model for late-stage private company exposure.

Data Flags

investor_count30 investors contributing $458K yields an average check size of approximately $15K, indicating highly granular retail participation
first_sale_dateFirst sale date not disclosed on filing despite total raise well below institutional thresholds

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001877652
Entity NameEquityZen Growth Technology Fund LLC - Series 972
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 30, 2021
Accession Number0001877652-21-000001
Total Amount Sold$458K
Total Investors30
Minimum Investment$10,001
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.