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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 976

CIK 0001877666Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$943K

Investors

44

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 976 is a Delaware-domiciled pooled investment fund filed by EquityZen Advisors LLC on 2021-08-30, raising $943K from 44 investors under exemptions 506(b) and 3(c)(1). The offering has a $10K minimum investment and is part of EquityZen's pre-IPO secondary platform, which operates over 1,800 related EDGAR entities enabling access to private growth-stage technology companies.

This pre-IPO fund vehicle follows the standard EquityZen platform template: 506(b) exemption combined with 3(c)(1) to limit beneficial ownership, a low $10K minimum enabling retail accredited access, and series-level SPV structure targeting a single private company position. The small average check size (~$21K per investor) is consistent with EquityZen's platform model of fractionalizing secondary positions in venture-backed companies.

Data Flags

first_sale_dateFirst sale date not disclosed on original filing despite $943K already raised across 44 investors

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001877666
Entity NameEquityZen Growth Technology Fund LLC - Series 976
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 30, 2021
Accession Number0001877666-21-000001
Total Amount Sold$943K
Total Investors44
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.