EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 996

CIK 0001878719Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$120K

Investors

11

Min Invest

$10,004

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 996 is a Delaware-domiciled pooled investment fund filed by EquityZen Advisors LLC and related parties. The fund raised $120K from 11 investors with a $10K minimum investment, claiming exemptions under Rule 506(b) and Section 3(c)(1). This is part of EquityZen's platform of single-deal SPVs focused on pre-IPO secondary market investments.

This pre-IPO investment vehicle uses the standard 506(b)/3(c)(1) exemption pattern common to secondary market platforms, with a retail-accessible $10K minimum. The $120K raise and 11-investor structure is typical for EquityZen's single-company SPV model, enabling fractional access to private growth companies.

Data Flags

firstSaleDateFirst sale date not disclosed on original filing

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001878719
Entity NameEquityZen Growth Technology Fund LLC - Series 996
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateMarch 11, 2022
Accession Number0001878719-22-000001
Total Amount Sold$120K
Total Investors11
Minimum Investment$10,004
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.