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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1044

CIK 0001883527Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$646K

Investors

34

Min Invest

$10,001

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1044 is a Delaware-domiciled pooled investment fund filed December 2021 by EquityZen Advisors LLC and related parties. The fund raised $646K from 34 investors with a $10K minimum investment, claiming exemptions under Rule 506(b) and Section 3(c)(1). It is part of the EquityZen platform, which operates nearly 1,900 related EDGAR entities focused on pre-IPO secondary market investments.

This pre-IPO vehicle uses the standard 506(b)/3(c)(1) exemption combination typical of private fund offerings, with a $10K minimum that positions it in the accessible retail-accredited tier. The 34-investor count and $646K raise reflect a highly granular capital structure common to EquityZen's SPV model for fractionalizing access to late-stage private company shares.

Data Flags

generalFirst sale date not disclosed; common across EquityZen platform filings and typical for pre-IPO SPVs where formation and capital events may not align with traditional fund timelines
investor_count34 investors contributing $646K yields an average commitment of ~$19K, indicating highly fragmented ownership structure with many near-minimum investments

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001883527
Entity NameEquityZen Growth Technology Fund LLC - Series 1044
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 2, 2021
Accession Number0001883527-21-000002
Total Amount Sold$646K
Total Investors34
Minimum Investment$10,001
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.