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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1056

CIK 0001884147Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$1M

Investors

68

Min Invest

$3,228

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1056 is a Delaware pooled investment fund that raised $1.3M from 68 investors with a $3K minimum investment, filed as an amendment on 2022-03-02. The vehicle claims exemptions under Rule 506(b) and Section 3(c)(1) and is managed by EquityZen Advisors LLC, part of the EquityZen platform specializing in pre-IPO secondary market access with 1889 related EDGAR entities.

This pre-IPO pooled investment fund uses the standard 506(b) / 3(c)(1) exemption structure common to retail-accessible private market vehicles. The $3K minimum investment positions it at the accessible end of the pre-IPO category, consistent with EquityZen's platform model of democratizing access to late-stage private company shares through series-specific SPVs.

Data Flags

investor_count_vs_raise68 investors raised $1.3M, yielding an average commitment of approximately $19K per investor — notably small checks even for a retail-accessible platform vehicle
first_sale_dateFirst sale date not disclosed on this amendment filing; total raise of $1.3M is below the threshold where this omission is standard institutional practice

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001884147
Entity NameEquityZen Growth Technology Fund LLC - Series 1056
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateMarch 2, 2022
Accession Number0001884147-22-000002
Total Amount Sold$1M
Total Investors68
Minimum Investment$3,228
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.