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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1057

CIK 0001884148Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$543K

Investors

29

Min Invest

$10,013

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1057 is a Delaware-organized pooled investment vehicle filed by EquityZen Advisors LLC on 2021-12-08, raising $543K from 29 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1). This is part of EquityZen's platform of over 1,889 related entities providing access to pre-IPO technology company shares through special purpose vehicles.

This pre-IPO fund vehicle follows the standard EquityZen template: 506(b) private placement combined with 3(c)(1) exemption, targeting retail-accessible minimums ($10K) for fractional exposure to late-stage private companies. The 29-investor count and modest raise size are typical for single-company SPVs in this segment.

Data Flags

generalFirst sale date not disclosed on original filing; typical for EquityZen platform convention but limits vintage transparency
investor_compositionAverage investment of ~$18.7K ($543K / 29 investors) suggests broad retail participation at or near the stated minimum

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001884148
Entity NameEquityZen Growth Technology Fund LLC - Series 1057
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 8, 2021
Accession Number0001884148-21-000001
Total Amount Sold$543K
Total Investors29
Minimum Investment$10,013
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.