EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1076

CIK 0001886927Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$1M

Investors

43

Min Invest

$10,001

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1076 is a Delaware pooled investment fund SPV filed by EquityZen Advisors LLC, raising $1.0M from 43 investors under Rule 506(b) and 3(c)(1). The minimum investment is $10K. This is an amended filing and part of EquityZen's platform of nearly 1,900 pre-IPO investment vehicles.

This pre-IPO SPV uses the standard 506(b) private placement exemption combined with 3(c)(1) to remain outside Investment Company Act registration, typical for pooled vehicles targeting shares in a single private company. The $10K minimum and sub-$25K average check size ($23K) reflect EquityZen's retail-accessible structure for pre-IPO secondary market access.

Data Flags

general43 investors contributing $1.0M results in an average check size of approximately $23K, indicating highly fragmented capital structure typical of EquityZen's retail-oriented platform model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001886927
Entity NameEquityZen Growth Technology Fund LLC - Series 1076
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateJanuary 26, 2022
Accession Number0001886927-22-000001
Total Amount Sold$1M
Total Investors43
Minimum Investment$10,001
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.