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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1077

CIK 0001886928Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$435K

Investors

25

Min Invest

$3,003

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1077 is a Delaware pooled investment vehicle filed by EquityZen Advisors on 2021-12-29, raising $435K from 25 investors under Rule 506(b) and Section 3(c)(1). The offering has a $3K minimum investment and is part of EquityZen's platform of nearly 1,900 pre-IPO investment entities enabling secondary market access to private company shares.

This pre-IPO fund vehicle uses the standard 506(b)/3(c)(1) exemption pairing typical of private equity pooled funds limiting to 100 beneficial owners. The $3K minimum reflects EquityZen's retail-accessible positioning, significantly lower than institutional pre-IPO funds which typically require $100K–$1M minimums, and consistent with platform democratization of late-stage private equity.

Data Flags

investor_count_vs_raise25 investors contributing $435K results in average check size of ~$17.4K, indicating high investor fragmentation relative to total capital raised

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001886928
Entity NameEquityZen Growth Technology Fund LLC - Series 1077
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 29, 2021
Accession Number0001886928-21-000001
Total Amount Sold$435K
Total Investors25
Minimum Investment$3,003
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.