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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1097

CIK 0001891070Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$471K

Investors

27

Min Invest

$10,008

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1097 is a Delaware pooled investment fund filed December 1, 2021, raising $471K from 27 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1). This is part of the EquityZen platform, which operates 1,889 related EDGAR entities focused on pre-IPO secondary market access.

This pre-IPO fund uses the standard 506(b)/3(c)(1) exemption combination typical of private investment vehicles with fewer than 100 beneficial owners. The $10K minimum represents the lower end of the pre-IPO access market, making secondary shares in private growth companies available to accredited investors at smaller check sizes than institutional-only offerings.

Data Flags

generalPlatform filing convention observed across EquityZen series entities: no stated sales commissions, no states of solicitation specified, and no industry group disclosed—consistent across the related entities provided
investor_concentration27 investors for $471K raised indicates average check size of approximately $17K, only modestly above the $10K minimum, suggesting broad retail-style distribution rather than concentrated capital

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001891070
Entity NameEquityZen Growth Technology Fund LLC - Series 1097
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 1, 2021
Accession Number0001891070-21-000001
Total Amount Sold$471K
Total Investors27
Minimum Investment$10,008
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.