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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1099

CIK 0001891072Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$327K

Investors

15

Min Invest

$10,037

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1099 is a Delaware-domiciled pooled investment fund filed by EquityZen Advisors LLC under Rule 506(b) and Section 3(c)(1). This amended filing reports $327K raised from 15 investors with a $10K minimum investment. The entity is part of EquityZen's pre-IPO investment platform, which operates 1889+ related EDGAR entities offering fractional access to late-stage private company equity.

This pre-IPO fund vehicle uses the standard 506(b)/3(c)(1) exemption pattern common to EquityZen's series structure, enabling accredited investor participation in secondary market private equity. The $10K minimum investment represents the lower tier of pre-IPO access vehicles, significantly below institutional minimums ($100K–$1M+) and designed for retail accredited participation.

Data Flags

generalPlatform convention: EquityZen series vehicles routinely omit states of solicitation and industry group fields, consistent with their standardized SPV formation template

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001891072
Entity NameEquityZen Growth Technology Fund LLC - Series 1099
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJune 8, 2022
Accession Number0001891072-22-000002
Total Amount Sold$327K
Total Investors15
Minimum Investment$10,037
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.