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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1128

CIK 0001893543Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$645K

Investors

29

Min Invest

$10,021

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1128 is a Delaware pooled investment fund filed by EquityZen Advisors on 2021-12-16, raising $645K from 29 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund requires a $10K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 pre-IPO investment vehicles.

This pre-IPO fund follows the standard EquityZen series structure with a relatively accessible $10K minimum investment threshold. The 506(b) and 3(c)(1) exemption pairing is typical for pooled vehicles targeting accredited investors in private company equity, with investor counts capped under the Investment Company Act threshold.

Data Flags

investor_count29 investors with $645K total raise indicates average check size of approximately $22K, showing high investor fragmentation relative to total capital

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001893543
Entity NameEquityZen Growth Technology Fund LLC - Series 1128
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 16, 2021
Accession Number0001893543-21-000001
Total Amount Sold$645K
Total Investors29
Minimum Investment$10,021
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.