EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1172

CIK 0001895783Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$504K

Investors

20

Min Invest

$10,009

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1172 is a Delaware pooled investment vehicle filed by EquityZen Advisors LLC that raised $504K from 20 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1). This is an amended filing dated December 2021, part of the EquityZen platform which operates nearly 1,900 related pre-IPO SPV entities.

This pre-IPO vehicle uses the standard 506(b)/3(c)(1) exemption pattern common to EquityZen's platform model, with a $10K minimum that positions it as accessible to accredited retail investors. The $25K average check size ($504K across 20 investors) is consistent with retail-oriented secondary market access vehicles in the pre-IPO category.

Data Flags

first_sale_dateFirst sale date not disclosed on this filing; typical of EquityZen platform convention where initial sale timing is not specified in Form D amendments
states_of_solicitationStates of solicitation not specified; standard practice across EquityZen platform entities filing under 506(b)

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001895783
Entity NameEquityZen Growth Technology Fund LLC - Series 1172
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateDecember 8, 2021
Accession Number0001895783-21-000002
Total Amount Sold$504K
Total Investors20
Minimum Investment$10,009
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.