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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1152

CIK 0001896553Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$460K

Investors

14

Min Invest

$10,067

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1152 is a Delaware pooled investment fund that raised $460K from 14 investors with a $10K minimum investment, filed February 16, 2022. The offering claims exemptions under Rule 506(b) and Section 3(c)(1), and is part of the EquityZen platform, which operates nearly 1,900 pre-IPO investment vehicles. Management is provided by EquityZen Advisors LLC, with executive officers Richard Thoms and Philip Haslett, and directorship from Assure Fund Management II LLC.

This pre-IPO pooled fund exhibits the standard EquityZen structure: a sub-$1M series-level vehicle with accessible $10K minimums and a small cohort of retail-accredited investors under 506(b). The dual exemption pattern (506(b) + 3(c)(1)) and series-SPV architecture are consistent with platforms facilitating fractional access to late-stage private company shares.

Data Flags

generalRelated person roster includes Assure Fund Management II LLC in a director capacity; Assure typically functions as fund administrator/formation platform rather than investment manager, consistent with EquityZen's operational model across its series vehicles

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001896553
Entity NameEquityZen Growth Technology Fund LLC - Series 1152
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateFebruary 16, 2022
Accession Number0001896553-22-000001
Total Amount Sold$460K
Total Investors14
Minimum Investment$10,067
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.