EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1150

CIK 0001896556Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$1M

Investors

36

Min Invest

$10,008

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1150 is a Delaware pooled investment fund filed on 2021-12-22, raising $1.1M from 36 investors under Rule 506(b) and Section 3(c)(1). The vehicle requires a $10K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 pre-IPO investment entities with EquityZen Advisors LLC and Assure Fund Management II LLC serving as executive officers and directors.

This pre-IPO fund employs the standard 506(b)/3(c)(1) exemption structure common to secondary market platforms, allowing up to 99 investors in a private fund exempt from Investment Company Act registration. The $10K minimum represents a retail-accessible entry point typical of EquityZen's democratized pre-IPO access model, substantially lower than institutional pre-IPO funds which often require $250K-$1M+ commitments.

Data Flags

general36 investors contributing $1.1M yields an average check size of approximately $30.6K, indicating concentrated participation near the stated minimum or a small number of larger commitments alongside minimum participants

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001896556
Entity NameEquityZen Growth Technology Fund LLC - Series 1150
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateDecember 22, 2021
Accession Number0001896556-21-000001
Total Amount Sold$1M
Total Investors36
Minimum Investment$10,008
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.