AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1149

CIK 0001896557Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$227K

Investors

14

Min Invest

$10,003

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1149 is a Delaware pooled investment vehicle filed by EquityZen Advisors LLC on January 24, 2022. The fund raised $227K from 14 investors under exemptions 506(b) and 3(c)(1), with a $10K minimum investment. It is part of EquityZen's platform of pre-IPO secondary market access vehicles, representing one of over 1,800 related series.

This pre-IPO pooled fund uses the standard 506(b) and 3(c)(1) exemption combination typical of private equity vehicles with fewer than 100 beneficial owners. The $10K minimum investment positions it at the lower end of the accessibility spectrum for alternative investments, consistent with EquityZen's retail-accessible platform model targeting accredited investors seeking pre-IPO exposure.

Data Flags

generalFirst sale date not disclosed; standard across EquityZen platform filings

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001896557
Entity NameEquityZen Growth Technology Fund LLC - Series 1149
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJanuary 24, 2022
Accession Number0001896557-22-000001
Total Amount Sold$227K
Total Investors14
Minimum Investment$10,003
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.