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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1148

CIK 0001896558Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$238K

Investors

14

Min Invest

$10,010

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1148 is a Delaware-domiciled pooled investment vehicle filed by EquityZen Advisors LLC on 2021-12-16, raising $238K from 14 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of the EquityZen platform, which operates approximately 1,889 related pre-IPO investment vehicles.

This pre-IPO fund employs the standard 506(b) private placement exemption combined with 3(c)(1) Investment Company Act exclusion, typical for serialized SPV structures targeting secondary shares in private growth companies. The $10K minimum and sub-$250K raise align with retail-accessible fractional secondary market offerings, significantly lower than institutional pre-IPO vehicles which typically require $250K+ minimums.

Data Flags

generalFiling date 2021-12-16 does not disclose first sale date; this is standard practice across the EquityZen platform's serialized SPV structure
investors14 investors contributing $238K results in an average commitment of approximately $17K, indicating small-check retail participation consistent with platform's fractional secondary share model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001896558
Entity NameEquityZen Growth Technology Fund LLC - Series 1148
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 16, 2021
Accession Number0001896558-21-000001
Total Amount Sold$238K
Total Investors14
Minimum Investment$10,010
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.