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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1157

CIK 0001896587Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$145K

Investors

10

Min Invest

$10,004

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1157 is a Delaware-domiciled pooled investment vehicle filed by EquityZen Advisors LLC on 2021-12-15, raising $145K from 10 investors under Rule 506(b) and Section 3(c)(1) exemptions. The offering has a $10K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 pre-IPO investment vehicles providing accredited investors access to shares in private growth companies.

This pre-IPO fund vehicle employs the standard 506(b)/3(c)(1) exemption pattern common to syndicated secondaries platforms, allowing up to 35 non-accredited investors alongside accredited participants. The $10K minimum investment represents a retail-accessible tier within the private markets category, significantly lower than typical institutional pre-IPO funds that often require $250K+ commitments.

Data Flags

generalRelatively small average check size of approximately $14.5K per investor ($145K across 10 investors), suggesting granular retail participation in a pre-IPO vehicle

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001896587
Entity NameEquityZen Growth Technology Fund LLC - Series 1157
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 15, 2021
Accession Number0001896587-21-000001
Total Amount Sold$145K
Total Investors10
Minimum Investment$10,004
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.