EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1137

CIK 0001897028Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$282K

Investors

17

Min Invest

$10,001

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1137 is a Delaware-domiciled pooled investment vehicle filed by EquityZen Advisors that raised $282K from 17 investors with a $10K minimum investment under Rule 506(b) and 3(c)(1) exemptions. This series is part of the EquityZen platform, which operates 1889+ related pre-IPO secondary market vehicles.

This pre-IPO fund uses the standard 506(b)/3(c)(1) exemption structure common to private secondary market vehicles, with a $10K minimum investment threshold accessible to accredited investors. The offering size and investor count are consistent with typical EquityZen series vehicles targeting concentrated exposure to individual late-stage private companies.

Data Flags

first_sale_dateFirst sale date not disclosed on filing despite sub-$100M raise and original filing status

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001897028
Entity NameEquityZen Growth Technology Fund LLC - Series 1137
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateDecember 22, 2021
Accession Number0001897028-21-000001
Total Amount Sold$282K
Total Investors17
Minimum Investment$10,001
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.