EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1140

CIK 0001897031Single-Deal SPV2022 vintage506(b)

Raised

$2M

Investors

54

Min Invest

$10,005

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1140 is a Delaware pooled investment fund that raised $1.8M from 54 investors under Regulation D Rule 506(b), with a $10K minimum investment. Filed January 5, 2022, it is part of the EquityZen platform, which operates nearly 1,900 related pre-IPO investment vehicles managed by EquityZen Advisors LLC.

This pre-IPO fund uses the standard 506(b) private placement exemption with a low $10K minimum, typical of retail-accessible alternative investment platforms. The $33K average investor commitment and 54-investor syndicate reflect a retail-oriented structure common to special purpose vehicles targeting shares in private growth companies.

Data Flags

first_sale_dateFirst sale date not disclosed in filing despite sub-$100M raise and original (non-amendment) filing status

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001897031
Entity NameEquityZen Growth Technology Fund LLC - Series 1140
Exemption506(b)
First Sale Date
Filing DateJanuary 5, 2022
Accession Number0001897031-22-000001
Total Amount Sold$2M
Total Investors54
Minimum Investment$10,005
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.