SEC filing record
Primary Source · SEC.gov

New Stack II, LP

2021 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$41M

Investors

98

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

New Stack II, LP is a Delaware limited partnership that filed a Form D with the SEC on December 30, 2021 in the Other industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. New Stack II, LP reported $41,254,060 sold from 98 investors in an offering of indefinite size as of the Form D filed December 30, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names MARK WAYNE MOORBERG (CRD 1362613), associated with SIENA GLOBAL SECURITIES, LLC; ROBERT JOSEPH REESE (CRD 5880465), associated with SECURE CAPITAL RESEARCH, LLC as recipients of sales compensation soliciting in CA. The issuer's address of record is 171 N Aberdeen St., Suite 400, Chicago, IL 60647.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing December 30, 2021

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001897600
Entity NameNew Stack II, LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address171 N Aberdeen St., Suite 400, Chicago, IL 60647
Phone(312) 804-3306
Industry / Fund TypeOther
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled investment fund interests
First Sale DateOctober 22, 2020
Filing DateDecember 30, 2021
Accession Number0001897600-21-000002
Total Offering AmountIndefinite
Total Amount Sold$41,254,060
Total Investors98
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)IL
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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none on file

Critical / warning

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Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

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Fund family Part of the New Stack family: 4 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Nicholas Moran

Executive Officer · Chicago, IL

Manager of GP

New Stack GP, LLC

Executive Officer · Chicago, IL

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

MARK WAYNE MOORBERGCRD 1362613 on BrokerCheck

Associated broker-dealer: SIENA GLOBAL SECURITIES, LLC (CRD 156467) · OAKLAND, CA · Soliciting in CA

ROBERT JOSEPH REESECRD 5880465 on BrokerCheck

Associated broker-dealer: SECURE CAPITAL RESEARCH, LLC (CRD 287568) · KANSAS CITY, MO · Soliciting in CA, FL, IL, KY, MA, UT

Questions About New Stack II, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is New Stack II, LP?

New Stack II, LP is a Delaware limited partnership that filed a Form D with the SEC on December 30, 2021 in the Other industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is New Stack II, LP legit?

AltStreet does not rate legitimacy; it reports the public record. New Stack II, LP filed a Form D with the SEC on December 30, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $41,254,060 sold to 98 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is New Stack II, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that New Stack II, LP claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has New Stack II, LP raised?

New Stack II, LP reported $41,254,060 sold from 98 investors in an offering of indefinite size as of the Form D filed December 30, 2021.

Who can invest in New Stack II, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in New Stack II, LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling New Stack II, LP and how are they paid?

The Form D names MARK WAYNE MOORBERG (CRD 1362613), associated with SIENA GLOBAL SECURITIES, LLC; ROBERT JOSEPH REESE (CRD 5880465), associated with SECURE CAPITAL RESEARCH, LLC as recipients of sales compensation soliciting in CA.

Who is behind New Stack II, LP?

The Form D lists 2 related persons: Nicholas Moran, executive officer (Manager of GP); New Stack GP, LLC, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is New Stack II, LP located?

The issuer's address on its SEC filings is 171 N Aberdeen St., Suite 400, Chicago, IL 60647. Its phone number of record is (312) 804-3306. It is organized under the laws of Delaware.

How long is the New Stack II, LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is New Stack II, LP's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.