EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1207

CIK 0001902089Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$2M

Investors

36

Min Invest

$9,943

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1207 is a Delaware-based pooled investment fund filed by EquityZen Advisors LLC on 2022-03-24, raising $1.6M from 36 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of the EquityZen platform, which operates 1889+ related pre-IPO investment vehicles targeting secondary market opportunities in private technology companies.

This pre-IPO fund uses the standard 506(b) private placement exemption combined with 3(c)(1) Investment Company Act exclusion, typical for pooled vehicles accessing secondary shares in private companies. The $10K minimum positions it at the lower end of accredited investor vehicles, enabling broader participation compared to institutional-only funds.

Data Flags

generalPlatform convention: EquityZen series vehicles routinely omit first sale dates and state of solicitation fields, consistent across the 1889-entity platform
investor_concentration36 investors raised $1.6M, yielding an average check size of approximately $44K, indicating relatively small individual commitments for a pooled fund structure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001902089
Entity NameEquityZen Growth Technology Fund LLC - Series 1207
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateMarch 24, 2022
Accession Number0001902089-22-000001
Total Amount Sold$2M
Total Investors36
Minimum Investment$9,943
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.