SEC filing record
Primary Source · SEC.gov

Private Shares Opportunity Fund LLC - Series D

Fund Vehicle2022 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$10M

Investors

3

Min Invest

$500,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Private Shares Opportunity Fund LLC - Series D is a Delaware limited liability company that first filed a Form D on March 23, 2022 and most recently amended it on October 18, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Private Shares Opportunity Fund LLC - Series D reported $9,554,094 sold from 3 investors in an offering of indefinite size as of the Form D filed October 18, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names Forge Securities LLC (CRD 134596), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is 88 Pine Street, Suite 3101, New York, NY 10005.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001918797
Entity NamePrivate Shares Opportunity Fund LLC - Series D
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address88 Pine Street, Suite 3101, New York, NY 10005
Phone(212) 240-9721
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled investment fund interests
First Sale DateMarch 11, 2022
Filing DateOctober 18, 2023
Accession Number0000945621-23-000525
Total Offering AmountIndefinite
Total Amount Sold$9,554,094
Total Investors3
Non-Accredited InvestorsNone
Minimum Investment$500,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

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0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the Private Shares Opportunity Fund family: 7 vehicles across 0 generations · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Pearl Lane Advisors, LLC

CRD 172681 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Fulvio & Associates LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Pearl Lane Advisors, LLC

Promoter · New York, NY

"Manager of the Issuer (the ""Manager"")"

Kevin Moss

Director · New York, NY

Managing Member of the Manager

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Forge Securities LLCCRD 134596 on BrokerCheck

Associated broker-dealer: None · San Francisco, CA · Soliciting in all states

Questions About Private Shares Opportunity Fund LLC - Series D

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Private Shares Opportunity Fund LLC - Series D?

Private Shares Opportunity Fund LLC - Series D is a Delaware limited liability company that filed a Form D with the SEC on October 18, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is Private Shares Opportunity Fund LLC - Series D legit?

AltStreet does not rate legitimacy; it reports the public record. Private Shares Opportunity Fund LLC - Series D filed a Form D with the SEC on October 18, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $9,554,094 sold to 3 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Private Shares Opportunity Fund LLC - Series D registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Private Shares Opportunity Fund LLC - Series D claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Private Shares Opportunity Fund LLC - Series D raised?

Private Shares Opportunity Fund LLC - Series D reported $9,554,094 sold from 3 investors in an offering of indefinite size as of the Form D filed October 18, 2023.

Who can invest in Private Shares Opportunity Fund LLC - Series D?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.

What is the minimum investment in Private Shares Opportunity Fund LLC - Series D?

The Form D lists $500,000 as the minimum investment accepted from any outside investor as of October 18, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Private Shares Opportunity Fund LLC - Series D and how are they paid?

The Form D names Forge Securities LLC (CRD 134596), associated with None as the recipient of sales compensation soliciting in all states.

Who is behind Private Shares Opportunity Fund LLC - Series D?

The Form D lists 2 related persons: Pearl Lane Advisors, LLC, promoter ("Manager of the Issuer (the ""Manager"")"); Kevin Moss, director (Managing Member of the Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Private Shares Opportunity Fund LLC - Series D located?

The issuer's address on its SEC filings is 88 Pine Street, Suite 3101, New York, NY 10005. Its phone number of record is 212-240-9721. It is organized under the laws of Delaware.

How long is the Private Shares Opportunity Fund LLC - Series D offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Private Shares Opportunity Fund LLC - Series D?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.