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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1369

CIK 0001928705Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$2M

Investors

9

Min Invest

$10,004

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1369 is a Delaware pooled investment fund that raised $2.0M from 9 investors with a $10K minimum investment, filed June 8, 2022. The offering claimed exemptions under Rule 506(b) and Section 3(c)(1). This is one of 1889 related entities within the EquityZen pre-IPO secondary platform, managed by EquityZen Advisors LLC and Assure Fund Management II LLC.

This pre-IPO fund follows the standard EquityZen series vehicle structure with a relatively accessible $10K minimum, typical for retail-accessible secondary market funds. The dual 506(b) and 3(c)(1) exemption pattern is consistent with private pooled investment vehicles limiting to 100 beneficial owners while restricting general solicitation.

Data Flags

generalFiling shows dual management structure with both EquityZen Advisors LLC and Assure Fund Management II LLC listed as directors; Assure is typically a fund administration and SPV formation platform rather than investment manager

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001928705
Entity NameEquityZen Growth Technology Fund LLC - Series 1369
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJune 8, 2022
Accession Number0001928705-22-000001
Total Amount Sold$2M
Total Investors9
Minimum Investment$10,004
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.