United States Carbon Exchange & Vault LLC
Raised
Pre-open
Investors
—
Min Invest
$25,000
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AltStreet Analysis
·Generated from EDGAR primary sources
United States Carbon Exchange & Vault LLC, a Washington-domiciled entity, filed this Form D on 2022-06-29 under the Rule 504 exemption with executive officer Alejo Moreno named as the related person. The filing shows no disclosed total amount sold, investor count, or first sale date, consistent with a pre-open or early-stage offering, with a stated minimum investment of $25,000. No parent platform or related entities were identified in available records.
This filing sits in the alternative investment category under the less commonly used Rule 504 exemption, which caps aggregate offerings at $10 million and is typically chosen by smaller or early-stage issuers rather than the more common Rule 506(b)/506(c) exemptions seen in most institutional alternative funds. The $25K minimum investment is relatively low for the alternative investment space, suggesting a retail or smaller-accredited-investor-oriented offering rather than an institutional vehicle.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Investor
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Alejo Moreno
Executive Officer · Pullman, WA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Stephen G Smith
Associated broker-dealer: None · Issaquah, WA · Soliciting in all states
Questions About United States Carbon Exchange & Vault LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is United States Carbon Exchange & Vault LLC?
United States Carbon Exchange & Vault LLC is a Washington limited liability company that filed a Form D with the SEC on June 29, 2022 in the Other Technology industry group. The filing claims Rule 504 for an offering of equity and pooled investment fund interests.
Is United States Carbon Exchange & Vault LLC legit?
AltStreet does not rate legitimacy; it reports the public record. United States Carbon Exchange & Vault LLC filed a Form D with the SEC on June 29, 2022 claiming Rule 504. A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is United States Carbon Exchange & Vault LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that United States Carbon Exchange & Vault LLC claimed Rule 504 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has United States Carbon Exchange & Vault LLC raised?
United States Carbon Exchange & Vault LLC reported that the first sale had not yet occurred as of the Form D filed June 29, 2022, so no amount sold or investor count is on file. The total offering amount is $10,000,000.
Who can invest in United States Carbon Exchange & Vault LLC?
The offering relies on Rule 504, which caps the offering at $10 million in a 12-month period. The filing reports non-accredited investors. The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in United States Carbon Exchange & Vault LLC?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of June 29, 2022. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling United States Carbon Exchange & Vault LLC and how are they paid?
The Form D names Stephen G Smith, associated with None as the recipient of sales compensation soliciting in all states.
Who is behind United States Carbon Exchange & Vault LLC?
The Form D lists 1 related person: Alejo J Moreno, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is United States Carbon Exchange & Vault LLC located?
The issuer's address on its SEC filings is 22525 Se 64th Place, Issaquah, WA 98027. Its phone number of record is 8884688838. It is organized under the laws of Washington.
How long is the United States Carbon Exchange & Vault LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is United States Carbon Exchange & Vault LLC's revenue?
The Form D reports a revenue range of $5,000,001 - $25,000,000.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.