EDGAR Verified
Primary Source · SEC.gov

Masterworks Vault 3, LLC

Issuer2023 vintageRegulation A (Tier 2)
Latest signalOther event (1-U Item 9)Form 1-U · 2026-10-15226 events: 75 reg a current report, 65 other event (1-u item 9), 30 reg a post-qualification amendmentLast filing 2026-10-15

Filings

151

Latest

1-U · Oct 2026

Min Invest

—

AltStreet Analysis

·

Generated from EDGAR primary sources

Masterworks Vault 3, LLC is one of Masterworks' pooled Regulation A (Tier 2) art vehicles (Vault 3): a Delaware series LLC in which each numbered series holds one artwork and sells Class A shares at $20, with 54 series listed on its September 2026 current report. Its first EDGAR filing is dated 2023-06-27 and its first qualification order 2023-07-28; it has filed 3 annual reports on Form 1-K. It has no employees; an affiliated Administrator provides storage, insurance, SEC reporting and all other services under a services agreement, and its officers are compensated by Masterworks. On September 1, 2026 Nigel Glenday resigned as CEO, CFO and manager of the Company and from all affiliate posts, and founder Scott W. Lynn was appointed to every vacated role (Form 1-U, accession 0001493152-26-041097, filed September 2, 2026). Analyst-authored profile from EDGAR filings; no Form D underlies this entity.

Fractional fine art under Regulation A Tier 2. Investors hold Class A shares of individual series; Masterworks holds Class B shares (20% of appreciation at exit) and accrues management-fee shares (SPC Preferred, 1.5% per year, exchangeable 1:1 into Class A). Secondary trading on the North Capital PPEX ATS is scheduled to end on or about December 14, 2026 with no replacement confirmed (Form 1-U filings of July 8, 2026). The Vault FY2025 Form 1-Ks state that Masterworks has generated operating losses and negative cash flows from operations since 2022 and that its growth was funded by borrowings from Scott W. Lynn and approximately $110 million of private equity contributions in October 2021.

Data Flags

managementFounder Scott W. Lynn became CEO, CFO and a manager of the Company on September 1, 2026, replacing Nigel Glenday in every officer role while also serving as CEO of the parent and the Administrator and as lender to Masterworks through the Lynn Family Trust facility; no successor CFO named.
liquidityPPEX ATS secondary trading terminates on or about December 14, 2026; the Company intends to arrange an alternative but gives no assurance one will exist or provide any liquidity.
auditAuditor AGD Legal, S.C. (Cancun, Quintana Roo) issues the entity's audit opinions; AltStreet has not independently confirmed PCAOB registration.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Fundamental change reported · Form 1-U · June 22, 2026

SEC.gov

Fundamental change reported · Form 1-U · May 15, 2026

SEC.gov

Fundamental change reported · Form 1-U · May 8, 2026

SEC.gov

Fundamental change reported · Form 1-U · December 5, 2024

SEC.gov

Fundamental change reported · Form 1-U · April 25, 2024

SEC.gov

Fundamental change reported · Form 1-U · March 8, 2024

SEC.gov

Fundamental change reported · Form 1-U · February 6, 2024

SEC.gov

Fundamental change reported · Form 1-U · December 19, 2023

SEC.gov

Fundamental change reported · Form 1-U · December 15, 2023

SEC.gov

Semi-annual financial statements for the period ended June 30, 2026, unaudited

Going concern: no substantial-doubt language. The figures are in the terminal.

Filing
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form 1-A — Primary Source

View on SEC.gov
CIK Number0001983146
Entity NameMasterworks Vault 3, LLC
ExemptionRegulation A (Tier 2)
Filings on Record151 (latest 1-U October 15, 2026)
Latest Filing1-U · October 15, 2026 · 0001493152-26-047236
Latest Financial Statements1-SA for the period ended June 30, 2026, unaudited
Going ConcernNo substantial-doubt language
Minimum Investment—

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first (15 of 151). Each opens the SEC archive folder.

AltStreet Coverage

Original reporting from AltStreet's daily EDGAR monitoring covering Masterworks and its filings.

Four Masterworks Vaults Disclose $4.78 Million in Share Sales After Offering Statements Expired

Form 1-Us filed October 15, 2026 by Masterworks Vault 1, 2, 3 and 4 report that each entity's Regulation A offering statement passed the three-year limit between May and August 2026, that 239,160 Class A shares across 35 series were sold afterward through October 8, and that the offerings stopped on October 9 when the lapse was discovered. Each company says purchasers may have rescission rights, that its series lack cash reserves sufficient to fund them, that Masterworks, LLC is anticipated to do so, and that it does not currently intend to make a rescission offer.

This entity · Oct 2026

Masterworks Vault 3 Requests Withdrawal of Three Proposed Art Offerings

A Form 1-A-W filed October 13, 2026 requests withdrawal of the amendment that proposed series for a Pat Steir, a Yayoi Kusama and a Helen Frankenthaler, totaling $2.03 million in offerings.

This entity · Oct 2026

Masterworks Puts Its Henry Taylor Painting With a New Gallery, 11 Weeks After the First Consignment, With a Nov. 1 Deadline

A Form 1-U filed September 30, 2026 says Series 350 of Masterworks Vault 5 has replaced the June consignment of Henry Taylor's Green Light, a $278,000 offering, with a new exclusive agreement that runs to November 1. If the work sells, the series pays its costs, distributes the rest and dissolves.

Platform coverage · Oct 2026

Two Masterworks Paintings Closed Their Offerings the Same Day. One Returned 142.8% a Year, the Other 16.5%

Masterworks Vault 1's semiannual report records its second completed artwork sale. Both exits closed their offerings on October 12, 2023. One sold 76 days later and one 930 days later, and the filed annualized returns differ by a factor of nine on multiples of 1.20 and 1.48.

Platform coverage · Sep 2026

What Is a 253(g)(2) Offering Circular Supplement? Masterworks Vault 1's Supplement No. 14

A Rule 253(g)(2) supplement is how a qualified Regulation A issuer changes what its offering circular says without going back to the SEC for qualification. Masterworks Vault 1 filed its fourteenth on September 2, 2026 to swap its chief executive, the same day it reported the change on Form 1-U.

Platform coverage · Sep 2026

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In the Terminal

Filing events

226

latest Oct 15, 2026

Critical / warning

0 / 10

32 watch · 184 info

Statements extracted

5

through Jun 30, 2026

NAV prints

0

none on file

Offering chains

2

reporting, withdrawn

Latest event Current report · Oct 15, 2026

SEC.gov
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Investor

  • 5 extracted financial statements: assets, liabilities, equity, revenue, net income, cash, latest for the period ended 2026-06-30
  • 226 filing events with values and deltas, latest 2026-10-15, and alerts on the next one
  • 2 offering timelines: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Regulatory Activity

Filing events on this entity detected by AltStreet's EDGAR monitoring.

Oct 2026Material event report (Form 1-U)
SEC.gov
Oct 2026Offering termination
SEC.gov

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Auditor of Record

AGD Legal, S. C

As named on this issuer's SEC filings · Audited · see all issuers this firm audits

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Scott Lynn

Executive Officer, Director · New York, NY

Joshua Goldstein

Executive Officer, Director · New York, NY

Eli Broverman

Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.