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SEC filing record
Primary Source · SEC.gov

HOP SPV 1, LP

Fund Vehicle2023 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$4M

Investors

31

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

HOP SPV 1, LP is a Delaware limited partnership that filed a Form D with the SEC on October 5, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. HOP SPV 1, LP reported $4,370,000 sold from 31 investors in an offering of indefinite size as of the Form D filed October 5, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 667 Madison Avenue, 15th Floor, New York, NY 10065.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing October 5, 2023

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001993769
Entity NameHOP SPV 1, LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address667 Madison Avenue, 15th Floor, New York, NY 10065
Phone(215) 832-4161
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled investment fund interests
First Sale DateOctober 1, 2023
Filing DateOctober 5, 2023
Accession Number0000919574-23-005480
Total Offering AmountIndefinite
Total Amount Sold$4,370,000
Total Investors31
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

DOctober 5, 2023

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Investor

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Adviser of Record (Form ADV)

Hop Management

CRD 324546 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a hedge fund

Auditor named on Form ADV: EisnerAmper LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

HOP Management, LLC

Executive Officer, Promoter · New York, NY

Investment Manager

HOP SPV 1 GP, LLC

Executive Officer, Promoter · New York, NY

General Partner

Jeffrey F Brotman

Executive Officer · New York, NY

Manager of the General Partner

Andrew F Goldman

Executive Officer · New York, NY

Manager of the General Partner

Questions About HOP SPV 1, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is HOP SPV 1, LP?

HOP SPV 1, LP is a Delaware limited partnership that filed a Form D with the SEC on October 5, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.

Is HOP SPV 1, LP legit?

AltStreet does not rate legitimacy; it reports the public record. HOP SPV 1, LP filed a Form D with the SEC on October 5, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $4,370,000 sold to 31 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is HOP SPV 1, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that HOP SPV 1, LP claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has HOP SPV 1, LP raised?

HOP SPV 1, LP reported $4,370,000 sold from 31 investors in an offering of indefinite size as of the Form D filed October 5, 2023.

Who can invest in HOP SPV 1, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in HOP SPV 1, LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling HOP SPV 1, LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind HOP SPV 1, LP?

The Form D lists 4 related persons: HOP Management, LLC, executive officer, promoter (Investment Manager); HOP SPV 1 GP, LLC, executive officer, promoter (General Partner); Jeffrey F Brotman, executive officer (Manager of the General Partner); Andrew F Goldman, executive officer (Manager of the General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is HOP SPV 1, LP located?

The issuer's address on its SEC filings is 667 Madison Avenue, 15th Floor, New York, NY 10065. Its phone number of record is 215-832-4161. It is organized under the laws of Delaware.

How long is the HOP SPV 1, LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is HOP SPV 1, LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.