SEC filing record
Primary Source · SEC.gov

ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp.

Fund Vehicle2023 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$114M

Investors

67

Min Invest

$250,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. is a Luxembourg entity that filed a Form D with the SEC on October 20, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. reported $113,501,000 sold from 67 investors in an offering of indefinite size as of the Form D filed October 20, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 383 Madison Avenue, New York, NY 10179.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001996918
Entity NameASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeOther
Jurisdiction of OrganizationLuxembourg
Issuer Address383 Madison Avenue, New York, NY 10179
Phone(212) 464-0643
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateOctober 9, 2023
Filing DateOctober 20, 2023
Accession Number0001996918-23-000001
Total Offering AmountIndefinite
Total Amount Sold$113,501,000
Total Investors67
Non-Accredited InvestorsNone
Minimum Investment$250,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the ASP Global Fund Private Investors family: 4 vehicles across 0 generations · full family and the filing behind each link in the terminal

Investor

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

AS 2023 Private Investors GP, S.a.r.l.

Executive Officer · Senningerberg, N4

The Issuer's General Partner

Darren Gorman

Director · Luxembourg, N4

Director of the General Partner of the Issuer

Martin Vogel

Director · Luxembourg, N4

Director of the General Partner of the Issuer

J.P. Morgan Private Investments Inc.

Executive Officer, Promoter · New York, NY

The Issuer's Administrator

Waystone Management Company (Lux) S.A.

Promoter · Luxembourg, N4

AIFM

Questions About ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp.?

ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. is a Luxembourg entity that filed a Form D with the SEC on October 20, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. legit?

AltStreet does not rate legitimacy; it reports the public record. ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. filed a Form D with the SEC on October 20, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $113,501,000 sold to 67 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. raised?

ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. reported $113,501,000 sold from 67 investors in an offering of indefinite size as of the Form D filed October 20, 2023.

Who can invest in ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.

What is the minimum investment in ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp.?

The Form D lists $250,000 as the minimum investment accepted from any outside investor as of October 20, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp.?

The Form D lists 5 related persons: AS 2023 Private Investors GP, S.a.r.l., executive officer (The Issuer's General Partner); Darren Gorman, director (Director of the General Partner of the Issuer); Martin Vogel, director (Director of the General Partner of the Issuer); J.P. Morgan Private Investments Inc., executive officer, promoter (The Issuer's Administrator); Waystone Management Company (Lux) S.A., promoter (AIFM). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. located?

The issuer's address on its SEC filings is 383 Madison Avenue, New York, NY 10179. Its phone number of record is 212-464-0643. It is organized under the laws of Luxembourg.

How long is the ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is ASP 2023 Global Fund Private Investors Offshore SICAV-RAIF S.C.Sp.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.