Series 4-1, a series of StartEngine Private LLC 2026: Is It Legit? Form D Raise, Investors, Who Is Behind It

Q: What is Series 4-1, a series of StartEngine Private LLC?

Series 4-1, a series of StartEngine Private LLC is a Delaware limited liability company that filed a Form D with the SEC on November 30, 2023 in the Other industry group. The filing claims Rule 506(c) for an offering of equity. AltStreet links the issuer to StartEngine.

Q: Is Series 4-1, a series of StartEngine Private LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Series 4-1, a series of StartEngine Private LLC filed a Form D with the SEC on November 30, 2023 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $305,325 sold to 18 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to StartEngine, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is Series 4-1, a series of StartEngine Private LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Series 4-1, a series of StartEngine Private LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has Series 4-1, a series of StartEngine Private LLC raised?

Series 4-1, a series of StartEngine Private LLC reported $305,325 sold from 18 investors of a $1,500,008 total offering as of the Form D filed November 30, 2023.

Q: Who can invest in Series 4-1, a series of StartEngine Private LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $15,008.

Q: What is the minimum investment in Series 4-1, a series of StartEngine Private LLC?

The Form D lists $15,008 as the minimum investment accepted from any outside investor as of November 30, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Q: Who is selling Series 4-1, a series of StartEngine Private LLC and how are they paid?

The Form D names StartEngine Primary LLC (CRD 291773), associated with None as the recipient of sales compensation soliciting in all states.

Q: Who is behind Series 4-1, a series of StartEngine Private LLC?

The Form D lists 2 related persons: Howard Marks, executive officer; Hunter Strassman, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Q: Where is Series 4-1, a series of StartEngine Private LLC located?

The issuer's address on its SEC filings is 4100 W Alameda Ave, Suite 300, Burbank, CA 91505. Its phone number of record is 516-382-3479. It is organized under the laws of Delaware.

Q: How long is the Series 4-1, a series of StartEngine Private LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

AltStreetEDGAR DatabaseStartEngineSeries 4-1, a series of StartEngine Private LLC
SEC filing record
Primary Source · SEC.gov
Series 4-1, a series of StartEngine Private LLCSingle-Deal SPV2023 vintage506(c)
StartEngineFull Review
Raised
$305K
Investors
18
Min Invest
$15,008
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AltStreet Analysis
·Generated from EDGAR primary sources
Series 4-1, a series of StartEngine Private LLC, filed a Form D on 2023-11-30 under Rule 506(c), raising $305K from 18 accredited investors with a $15K minimum investment. This Delaware-incorporated entity is part of the StartEngine platform, which operates 117+ related EDGAR entities focused on pre-IPO investment opportunities.
This 506(c) offering represents a typical platform-structured SPV in the pre-IPO category, with a $15K minimum investment positioning it in the retail-accessible accredited investor tier. The raise amount and investor count yield an average check size of approximately $17K, consistent with crowdfunding-style access to private company equity through a serialized vehicle structure.
Data Flags
first_sale_dateFirst sale date not disclosed on filing despite modest raise size; typical for platform entities but limits visibility into offering timeline
sales_commissionsNo sales commissions stated on 506(c) offering with 18 investors; platform may be using internal distribution model
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0002001866
Entity NameSeries 4-1, a series of StartEngine Private LLC
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address4100 W Alameda Ave, Suite 300, Burbank, CA 91505
Phone(516) 382-3479
Industry / Fund TypeOther
Securities TypeEquity
First Sale Date—
Filing DateNovember 30, 2023
Accession Number0002001866-23-000002
Total Offering Amount$1,500,008
Total Amount Sold$305,325
Amount Remaining$1,194,683
Total Investors18
Non-Accredited InvestorsNone
Minimum Investment$15,008
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment CountOriginal filing only
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
DNovember 30, 20230002001866-23-000002
AltStreet Coverage
Original reporting from AltStreet's daily EDGAR monitoring covering StartEngine and its filings.
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Fund family Part of the StartEngine Private family: 126 vehicles across 6 generations · full family and the filing behind each link in the terminal
Investor
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Howard Marks
Executive Officer · Burbank, CA
Hunter Strassman
Director · Burbank, CA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
StartEngine Primary LLCCRD 291773 on BrokerCheck 
Associated broker-dealer: None · Burbank, CA · Soliciting in all states
Questions About Series 4-1, a series of StartEngine Private LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Series 4-1, a series of StartEngine Private LLC?Series 4-1, a series of StartEngine Private LLC is a Delaware limited liability company that filed a Form D with the SEC on November 30, 2023 in the Other industry group. The filing claims Rule 506(c) for an offering of equity. AltStreet links the issuer to StartEngine.
Is Series 4-1, a series of StartEngine Private LLC legit?AltStreet does not rate legitimacy; it reports the public record. Series 4-1, a series of StartEngine Private LLC filed a Form D with the SEC on November 30, 2023 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $305,325 sold to 18 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to StartEngine, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Series 4-1, a series of StartEngine Private LLC registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Series 4-1, a series of StartEngine Private LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Series 4-1, a series of StartEngine Private LLC raised?Series 4-1, a series of StartEngine Private LLC reported $305,325 sold from 18 investors of a $1,500,008 total offering as of the Form D filed November 30, 2023.
Who can invest in Series 4-1, a series of StartEngine Private LLC?The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $15,008.
What is the minimum investment in Series 4-1, a series of StartEngine Private LLC?The Form D lists $15,008 as the minimum investment accepted from any outside investor as of November 30, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Series 4-1, a series of StartEngine Private LLC and how are they paid?The Form D names StartEngine Primary LLC (CRD 291773), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind Series 4-1, a series of StartEngine Private LLC?The Form D lists 2 related persons: Howard Marks, executive officer; Hunter Strassman, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Series 4-1, a series of StartEngine Private LLC located?The issuer's address on its SEC filings is 4100 W Alameda Ave, Suite 300, Burbank, CA 91505. Its phone number of record is 516-382-3479. It is organized under the laws of Delaware.
How long is the Series 4-1, a series of StartEngine Private LLC offering open?The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Series 4-1, a series of StartEngine Private LLC's revenue?The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Parent Platform
StartEngine
Pre Ipo - Est. 2014
Min invest$250
EligibilityRetail
LiquiditySecondary Market
AuditUnaudited
Lowest platform minimum — individual offerings may vary
Read Full Analyst Review
Sponsor EDGAR Footprint
Entities on EDGAR120
Total raised$79M
Total investors2,251
Vintages2016–2026
Aggregated across this platform's Form D entities tracked by AltStreet. Source: SEC EDGAR.
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$735KSeries 32-4, a series of StartEngine Private LLC2026
$722KSeries 7-1, a series of StartEngine Private Funds LLC2025
$710KSeries 76-2, a series of StartEngine Private LLC2026
$652KSeries 44-1, a series of StartEngine Private LLC2025
$617KSeries 17-2, a series of StartEngine Private LLC2024
$615KSeries 68-2, a series of StartEngine Private LLC2026
$614KSeries 35-1, a series of StartEngine Private LLC2025
$607KSeries 1-1, a series of StartEngine Private LLC2024
$601KSeries 18-2, a series of StartEngine Private LLC2025
$527KSeries 8-1, a series of StartEngine Private Funds LLC2025
$520KSeries 76-3 a series of StartEngine Private LLC2026
$504KSeries 62-1, a series of StartEngine Private LLC2025
$494K
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Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.