GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$6M
Investors
6
Min Invest
$10
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC is a Maryland corporation that filed a Form D with the SEC on November 5, 2025, describing itself as a other investment fund. The offering claims Rule 506(b) and covers equity. GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC reported $6,075,000 sold from 6 investors of a $20,000,000 total offering as of the Form D filed November 5, 2025. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is One Corporate Center, Rye, NY 10580.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Nov 5, 2025
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
3
closed, raising
Latest event New filer · Nov 5, 2025
SEC.govInvestor
- 1 filing event with values and deltas, latest 2025-11-05, and alerts on the next one
- 3 offering timelines: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2025-11-05: 3 related persons added and 1 removed against the filing of 2023-01-10; 18 now listed. The names are in the Terminal feed.
John C. Ball
Executive Officer · Rye, NY
President and Treasurer
Thomas H. Dinsmore
Director · Rye, NY
John H. Birch
Director · Rye, NY
E. Val Cerutti
Director · Rye, NY
Anthony S. Colavita
Director · Rye, NY
Vincent D. Enright
Director · Rye, NY
Leslie F. Foley
Director · Rye, NY
Daniel D. Harding
Director · Rye, NY
Michael J. Melarkey
Director · Rye, NY
Werner J. Roeder
Director · Rye, NY
Agnes J. Mullady
Director · Rye, NY
Christina J. Peeney
Director · Rye, NY
Anthonie C. van Ekris
Director · Rye, NY
Salvatore J. Zizza
Director · Rye, NY
Peter J. Goldstein
Executive Officer · Rye, NY
Secretary and Vice President
Richard J. Walz
Executive Officer · Rye, NY
Chief Compliance Officer
Laurissa M. Martire
Executive Officer · Rye, NY
Vice President and Ombudsman
Bethany A. Uhlein
Executive Officer · Rye, NY
Vice President and Ombudsman
Questions About GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC?
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC is a Maryland corporation that filed a Form D with the SEC on November 5, 2025 as a other investment fund. The filing claims Rule 506(b) for an offering of equity.
Is GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC legit?
AltStreet does not rate legitimacy; it reports the public record. GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC filed a Form D with the SEC on November 5, 2025 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $6,075,000 sold to 6 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC raised?
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC reported $6,075,000 sold from 6 investors of a $20,000,000 total offering as of the Form D filed November 5, 2025.
Who can invest in GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10.
What is the minimum investment in GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC?
The Form D lists $10 as the minimum investment accepted from any outside investor as of November 5, 2025. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC?
The Form D lists 18 related persons: John C. Ball, executive officer (President and Treasurer); Thomas H. Dinsmore, director; John H. Birch, director; E. Val Cerutti, director; Anthony S. Colavita, director; Vincent D. Enright, director; Leslie F. Foley, director; Daniel D. Harding, director, and 10 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC located?
The issuer's address on its SEC filings is One Corporate Center, Rye, NY 10580. Its phone number of record is 2123098408. It is organized under the laws of Maryland.
How long is the GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC?
The Form D reports an aggregate net asset value range of $50,000,001 - $100,000,000.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.