SEC filing record
Primary Source · SEC.gov

FIRST NATIONAL BANCSHARES INC/KS/

2023 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$4M

Investors

28

Min Invest

$10,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

FIRST NATIONAL BANCSHARES INC/KS/ is a Kansas corporation that filed a Form D with the SEC on October 16, 2023 in the Commercial Banking industry group. The offering claims Rule 506(b) and covers equity. FIRST NATIONAL BANCSHARES INC/KS/ reported $3,582,160 sold from 28 investors of a $6,000,000 total offering as of the Form D filed October 16, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 202 E. 11th Street, Goodland, KS 67735.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001455726
Entity NameFIRST NATIONAL BANCSHARES INC/KS/
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeCorporation
Jurisdiction of OrganizationKansas
Issuer Address202 E. 11th Street, Goodland, KS 67735
Phone(785) 890-2000
Industry / Fund TypeCommercial Banking
Securities TypeEquity
First Sale DateSeptember 29, 2023
Filing DateOctober 16, 2023
Accession Number0001455726-23-000003
Total Offering Amount$6,000,000
Total Amount Sold$3,582,160
Amount Remaining$2,417,840
Total Investors28
Non-Accredited InvestorsNone
Minimum Investment$10,000
Offering DurationOne year or less
Revenue Range$5,000,001 - $25,000,000
State (Issuer Address)KS
Amendment Count4 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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none on file

Critical / warning

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Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2023-10-16: 5 related persons added and 4 removed against the filing of 2014-07-09; 6 now listed. The names are in the Terminal feed.

Larry Ihrig

Director · Goodland, KS

Dwane Timm

Executive Officer, Director · Goodland, KS

Vice President

Kermit Bear

Director · Goodland, KS

Lyle Saddler

Director · Goodland, KS

Susan Bellamy

Executive Officer, Director · Goodland, KS

Corporate Secretary

Bruce Vance

Executive Officer · Goodland, KS

President/Treasurer

Questions About FIRST NATIONAL BANCSHARES INC/KS/

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is FIRST NATIONAL BANCSHARES INC/KS/?

FIRST NATIONAL BANCSHARES INC/KS/ is a Kansas corporation that filed a Form D with the SEC on October 16, 2023 in the Commercial Banking industry group. The filing claims Rule 506(b) for an offering of equity.

Is FIRST NATIONAL BANCSHARES INC/KS/ legit?

AltStreet does not rate legitimacy; it reports the public record. FIRST NATIONAL BANCSHARES INC/KS/ filed a Form D with the SEC on October 16, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,582,160 sold to 28 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is FIRST NATIONAL BANCSHARES INC/KS/ registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that FIRST NATIONAL BANCSHARES INC/KS/ claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has FIRST NATIONAL BANCSHARES INC/KS/ raised?

FIRST NATIONAL BANCSHARES INC/KS/ reported $3,582,160 sold from 28 investors of a $6,000,000 total offering as of the Form D filed October 16, 2023.

Who can invest in FIRST NATIONAL BANCSHARES INC/KS/?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000.

What is the minimum investment in FIRST NATIONAL BANCSHARES INC/KS/?

The Form D lists $10,000 as the minimum investment accepted from any outside investor as of October 16, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling FIRST NATIONAL BANCSHARES INC/KS/ and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind FIRST NATIONAL BANCSHARES INC/KS/?

The Form D lists 6 related persons: Larry Ihrig, director; Dwane Timm, executive officer, director (Vice President); Kermit Bear, director; Lyle Saddler, director; Susan Bellamy, executive officer, director (Corporate Secretary); Bruce Vance, executive officer (President/Treasurer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is FIRST NATIONAL BANCSHARES INC/KS/ located?

The issuer's address on its SEC filings is 202 E. 11th Street, Goodland, KS 67735. Its phone number of record is 785-890-2000. It is organized under the laws of Kansas.

How long is the FIRST NATIONAL BANCSHARES INC/KS/ offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is FIRST NATIONAL BANCSHARES INC/KS/'s revenue?

The Form D reports a revenue range of $5,000,001 - $25,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.