AltStreet
SEC filing record
Primary Source · SEC.gov
2 Data Flags

Red Oak Capital Intermediate Income Fund, LLC

Fund Vehicle2020 vintageRegulation A (Tier 2)
Latest signalReg A semiannual reportForm 1-SA · 2026-09-2450 events: 10 reg a supplement, 7 reg a annual report, 6 reg a semiannual reportLast filing 2026-09-24
The Oak Companies (Red Oak Capital)Full Review

Filings

42

Latest

1-SA · Sep 2026

Min Invest

—

Is this your company or fund? Claim this page free.

Claim free

AltStreet Analysis

·

Generated from EDGAR primary sources

Red Oak Capital Intermediate Income Fund, LLC is a Delaware-organized income fund that filed a Tier 2 Form 1-A on 2024-03-04 seeking to raise $75.0M (security type not stated in Part I), with UHY LLP named as auditor though financials are marked unaudited — a gap against Tier 2's audited-financials requirement. The Part I snapshot shows an operating vehicle rather than a pre-revenue shell (revenue $467K, total assets $17.8M, cash $6.1M, long-term debt $9.0M, net income $0), and the corpus shows this specific 2024 offering was subsequently withdrawn (1-A-W, 2024) while ongoing reporting (1-K, 1-U, 1-SA) tied to the issuer's original 2020 qualified offering continued into 2025-2026.

This is a retail-facing Regulation A debt/income fund offering, qualified by the SEC for nationwide sale to non-accredited investors without the suitability gatekeeping typical of Reg D private placements — a structure common among small-balance real estate and specialty-lending sponsors in the alternative investment space.

Data Flags

auditStatusUnaudited financials filed on a Tier 2 offering, which requires audited statements
filingFootprint1-A-W withdrawal filed in same year as this 1-A, indicating the 2024 offering was pulled
estimatedNetProceedsEstimated net proceeds ($938K) are a small fraction of the $75M aggregate offering amount

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Fundamental change reported · Form 1-U · March 8, 2022

SEC.gov

Fundamental change reported · Form 1-U · February 4, 2022

SEC.gov

Change in control · Form 1-U · June 15, 2021

SEC.gov

Semi-annual financial statements for the period ended June 30, 2026, unaudited

Going concern: no substantial-doubt language. The figures are in the terminal.

Filing
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form 1-A — Primary Source

View on SEC.gov
CIK Number0001817413
Entity NameRed Oak Capital Intermediate Income Fund, LLC
ExemptionRegulation A (Tier 2)
Filings on Record42 (latest 1-SA September 24, 2026)
Latest Filing1-SA · September 24, 2026 · 0001213900-26-103075
Latest Financial Statements1-SA for the period ended June 30, 2026, unaudited
Going ConcernNo substantial-doubt language
Minimum Investment—

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first (15 of 42). Each opens the SEC archive folder.

1-SASeptember 24, 20261-KApril 28, 20261-SAOctober 9, 20251-KApril 28, 20251-UMarch 6, 20251-SASeptember 30, 20241-A-WJuly 29, 20241-KMay 13, 20241-AMarch 4, 20241-SASeptember 25, 2023253G2July 21, 2023QUALIFJuly 19, 20231-A POSJuly 11, 2023253G2May 25, 20231-K/AMay 11, 2023

In the Terminal

Filing events

50

latest Sep 24, 2026

Critical / warning

0 / 4

6 watch · 40 info

Statements extracted

12

through Jun 30, 2026

NAV prints

0

none on file

Offering chains

2

dark, withdrawn

Latest event Semiannual report · Sep 24, 2026

SEC.gov
Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Investor

  • The dated record: 227 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 12 extracted financial statements: assets, liabilities, equity, revenue, net income, cash, latest for the period ended 2026-06-30
  • 50 filing events with values and deltas, latest 2026-09-24, and alerts on the next one
  • 2 offering timelines: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Auditor of Record

UHY LLP

As named on this issuer's SEC filings · Unaudited · see all issuers this firm audits

Is this your company or fund?

Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.

Platform verification: the separate analyst-reviewed program for platforms, with right of reply and a document library.

Claim this profile, freeVerify this entity, $480/yrPlatform verification, from $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.