AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1289

CIK 0001907640Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$133K

Investors

7

Min Invest

$10,003

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1289 is a Delaware LLC filed by EquityZen Advisors on July 29, 2022, raising $133K from 7 investors under Regulation D Rule 506(b) and Investment Company Act Section 3(c)(1). The series has a $10K minimum investment and operates as part of EquityZen's pre-IPO secondary market platform, which has filed over 1,800 related entities.

This pre-IPO pooled investment vehicle uses the standard 506(b) / 3(c)(1) exemption pattern common to private fund structures targeting accredited investors. The $10K minimum investment positions it at the lower end of the accessibility spectrum for alternative investments, consistent with EquityZen's retail-oriented platform model for accessing late-stage private company shares.

Data Flags

total_amount_soldRelatively small raise of $133K compared to platform siblings, some of which exceed $5M; lowest among recent comparable series
investor_count7 investors at $133K total implies average commitment of ~$19K, just above the $10K minimum, suggesting predominantly small-check retail participation

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001907640
Entity NameEquityZen Growth Technology Fund LLC - Series 1289
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJuly 29, 2022
Accession Number0001907640-22-000001
Total Amount Sold$133K
Total Investors7
Minimum Investment$10,003
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.