SEC filing record
Primary Source · SEC.gov

YS SN TECH IX LLC

Single-Deal SPV2022 vintage506(c), 3(c)(1)

Raised

$541K

Investors

23

Min Invest

$15,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

YS SN TECH IX LLC is a Delaware pooled investment fund filing under Rule 506(c) and 3(c)(1), managed by YieldStreet Management, LLC with Michael Weisz and Milind Mehere as executive officers and promoters. The fund raised $541K from 23 investors with a $15K minimum investment as of the March 10, 2022 filing. This entity appears to be part of the YieldStreet platform ecosystem, now operating under Willow Wealth, which has 74 related EDGAR entities focused on private credit.

This private credit fund employs the 506(c) general solicitation exemption combined with 3(c)(1) Investment Company Act exclusion, a common structure for alternative investment platforms targeting accredited investors. The $15K minimum investment represents a retail-accessible entry point, typical of platform-distributed private credit products that aggregate smaller checks into pooled vehicles.

Data Flags

totalAmountSold vs investorCountAverage investment of ~$23.5K is only 57% above the stated $15K minimum, suggesting most investors committed at or near the floor
firstSaleDateFirst sale date not disclosed despite reporting $541K in proceeds, preventing vintage year determination and compliance timeline verification
salesCommissionsNo sales commissions reported on a 506(c) general solicitation offering, which typically involves broker-dealer distribution costs
generalEntity naming pattern 'YS SN TECH IX' suggests this is the ninth vehicle in a technology sector series, yet no industry group is specified in the filing

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001916087
Entity NameYS SN TECH IX LLC
ExemptionRule 506(c), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address300 Park Avenue, 15th Floor, New York, NY 10022
Phone(844) 943-5378
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateMarch 10, 2022
Accession Number0001916087-22-000001
Total Offering Amount$1,500,000
Total Amount Sold$541,000
Amount Remaining$959,000
Total Investors23
Non-Accredited InvestorsNone
Minimum Investment$15,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the YS SN TECH family: 9 vehicles across 9 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 10 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

NA YieldStreet Management, LLC

Executive Officer · New York, NY

Michael Weisz

Executive Officer, Promoter · New York, NY

Milind Mehere

Executive Officer, Promoter · New York, NY

Questions About YS SN TECH IX LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is YS SN TECH IX LLC?

YS SN TECH IX LLC is a Delaware limited liability company that filed a Form D with the SEC on March 10, 2022 as a other investment fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests. AltStreet links the issuer to Willow Wealth.

Is YS SN TECH IX LLC legit?

AltStreet does not rate legitimacy; it reports the public record. YS SN TECH IX LLC filed a Form D with the SEC on March 10, 2022 claiming Rule 506(c), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $541,000 sold to 23 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Willow Wealth, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is YS SN TECH IX LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that YS SN TECH IX LLC claimed Rule 506(c), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has YS SN TECH IX LLC raised?

YS SN TECH IX LLC reported $541,000 sold from 23 investors of a $1,500,000 total offering as of the Form D filed March 10, 2022.

Who can invest in YS SN TECH IX LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $15,000.

What is the minimum investment in YS SN TECH IX LLC?

The Form D lists $15,000 as the minimum investment accepted from any outside investor as of March 10, 2022. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling YS SN TECH IX LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind YS SN TECH IX LLC?

The Form D lists 3 related persons: YieldStreet Management, LLC, executive officer (YieldStreet Management, LLC is the Manager of the Issuer); Michael Weisz, executive officer, promoter (President of YieldStreet Management, LLC, the Manager of the Issuer); Milind Mehere, executive officer, promoter (Chief Executive Officer of YieldStreet Management, LLC, the Manager of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is YS SN TECH IX LLC located?

The issuer's address on its SEC filings is 300 Park Avenue, 15th Floor, New York, NY 10022. Its phone number of record is 8449435378. It is organized under the laws of Delaware.

How long is the YS SN TECH IX LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is YS SN TECH IX LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.