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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1437

CIK 0001931560Single-Deal SPV2022 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$160K

Investors

6

Min Invest

$10,011

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1437 is a Delaware-based pooled investment vehicle filed by EquityZen Advisors LLC on October 19, 2022. The fund raised $160,000 from 6 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $10,000 minimum investment. It is part of the EquityZen platform, which has approximately 150 related EDGAR entities focused on private equity secondary market transactions.

This filing represents a typical single-series SPV structure within the private equity secondaries space, using the standard 506(b)/3(c)(1) exemption combination to remain outside Investment Company Act registration. The $10,000 minimum is on the lower end for private equity vehicles, consistent with EquityZen's retail-accessible model for investing in pre-IPO company shares.

Data Flags

firstSaleDateFirst sale date not disclosed despite reporting $160K in completed sales
statesOfSolicitationStates of solicitation not specified in a 506(b) offering, which typically requires pre-existing relationships

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001931560
Entity NameEquityZen Growth Technology Fund LLC - Series 1437
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateOctober 19, 2022
Accession Number0001931560-22-000001
Total Amount Sold$160K
Total Investors6
Minimum Investment$10,011
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.